Guide of the Shanghai International Energy Exchange for Market Maker Business
April 2024
Statement
To regulate the management of market-making business of Shanghai International Energy Exchange (hereinafter referred to as “the Exchange”), this Guide is formulated according to the rules such as Trading Rules of Shanghai International Energy Exchange and Market-making Management Rules of Shanghai International Energy Exchange. The main contents of this Guide include the overall requirements for market makers, qualifications, business application and acceptance, obligations and rights, evaluation and assessment, compliance and risk control, technical systems, supervision, etc. The Exchange will continuously update and adjust this Guide according to changes in its business rules and market conditions. If there is any inconsistency between the content of this Guide and the Exchange’s relevant business rules, the relevant business rules shall prevail. The rights and obligations of market makers, evaluation and assessment, and other related requirements shall be subject to the Market-making Management Rules of Shanghai International Energy Exchange and the agreement signed between the market maker and the Exchange.
